Compliance Manager

Responsibility

The common responsibilities for this position include performing routine compliance review and monitoring to ensure adherence to regulations, guidelines, and internal policies. The Compliance Manager will review and clear suspicious transaction monitoring alerts, conduct investigations on suspicious transactions, and prepare written reports. They will approve and review customer KYC and transaction information, perform compliance checks and monitoring on AML and sanctions, and conduct onboarding and ongoing AML/KYC due diligence on counterparties and service providers. Additionally, the role involves conducting firm-wide risk assessments, managing internal and external audits, handling regulatory filings and inspections, and providing compliance training. The Compliance Manager will also oversee the preparation and submission of regulatory reports, manage compliance-related projects, and ensure effective communication with regulatory bodies.

Job Growth

Skills Requirement

The percentages next to each skill reflect the sector’s demands in these respective skills. E.g., 30% means this skill has been listed in 30% of all the job postings in this sector.

• Skill Categories
• Specific Skill Sets

Skills Distribution

The skills distribution tells you what specific skill sets are in demand. E.g., Skills with a distribution of “More than 50%” means that these skills are wanted in more than 50% of the job postings.

• More Than 70%
• More Than 50%
• More Than 30%
• More Than 10%